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国务院


中华人民共和国外资金融机构管理条例(附英文)

1994年2月25日，国务院

第一章 总 则
第一条 为了适应对外开放和经济发展的需要，加强和完善对外资金融机构的管理，制定本条例。
第二条 本条例所称外资金融机构，是指依照中华人民共和国有关法律、法规的规定，经批准在中国境内设立和营业的下列金融机构：
(一)总行在中国境内的外国资本的银行(以下简称外资银行)；
(二)外国银行在中国境内的分行(以下简称外国银行分行)；
(三)外国的金融机构同中国的金融机构在中国境内合资经营的银行(以下简称合资银行)；
(四)总公司在中国境内的外国资本的财务公司(以下简称外资财务公司)；
(五)外国的金融机构同中国的金融机构在中国境内合资经营的财务公司(以下简称合资财务公司)。
设立外资金融机构的地区，由国务院确定。
第三条 外资金融机构必须遵守中华人民共和国法律、法规，不得损害中华人民共和国的社会公共利益。
外资金融机构的正当经营活动和合法权益受中华人民共和国法律保护。
第四条 中国人民银行是管理和监督外资金融机构的主管机关；外资金融机构所在地区的中国人民银行分支机构对本地区外资金融机构进行日常管理和监督。

第二章 设立与登记
第五条 外资银行、合资银行的最低注册资本为3亿元人民币等值的自由兑换货币；外资财务公司、合资财务公司的最低注册资本为2亿元人民币等值的自由兑换货币；其实收资本不低于其注册资本的50%。
外国银行分行应当由其总行无偿拨给不少于1亿元人民币等值的自由兑换货币的营运资金。
第六条 设立外资银行或者外资财务公司，申请者应当具备下列条件：
(一)申请者为金融机构；
(二)申请者在中国境内已经设立代表机构2年以上；
(三)申请者提出设立申请前1年年末总资产不少于100亿美元；
(四)申请者所在国家或者地区有完善的金融监督管理制度。
第七条 设立外国银行分行，申请者应当具备下列条件：
(一)申请者在中国境内已经设立代表机构2年以上；
(二)申请者提出设立申请前1年年末总资产不少于200亿美元；
(三)申请者所在国家或者地区有完善的金融监督管理制度。
第八条 设立合资银行或者合资财务公司，申请者应当具备下列条件：
(一)合资各方均为金融机构；
(二)外国合资者在中国境内已经设立代表机构；
(三)外国合资者提出设立申请前1年年末总资产不少于100亿美元；
(四)外国合资者所在国家或者地区有完善的金融监督管理制度。
第九条 设立外资银行或者外资财务公司，应当由申请者向中国人民银行提出书面申请，并提交下列资料：
(一)设立外资银行或者外资财务公司的申请书，其内容包括：拟设外资银行或者外资财务公司的名称，注册资本和实收资本额，申请经营的业务种类等；
(二)可行性研究报告；
(三)拟设外资银行或者外资财务公司的章程；
(四) 申请者所在国家或者地区有关主管当局核发的营业执照(副本)；
(五)申请者最近3年的年报；
(六)中国人民银行要求提供的其他资料。
第十条 设立外国银行分行，应当由外国银行总行向中国人民银行提出书面申请，并提交下列资料：
(一)法定代表人签署的申请书，其内容包括：拟设外国银行分行的名称，总行无偿拨给的营运资金数额，申请经营的业务种类等；
(二)申请者所在国家或者地区有关主管当局核发的营业执照(副本)；
(三)申请者最近3年的年报；
(四)中国人民银行要求提供的其他资料。
第十一条 设立合资银行或者合资财务公司，应当由合资各方共同向中国人民银行提出书面申请，并提交下列资料：
(一)设立合资银行或者合资财务公司的申请书，其内容包括：拟设合资银行或者合资财务公司的名称，合资各方名称，注册资本和实收资本额，合资各方出资比例，申请经营的业务种类等；
(二)可行性研究报告；
(三)合资经营合同及拟设合资银行或者合资财务公司的章程；
(四)申请者所在国家或者地区有关主管当局核发给合资各方的营业执照(副本)；

(五)合资各方最近3年的年报；
(六)中国人民银行要求提供的其他资料。
第十二条 本条例第九条、第十条、第十一条所列资料，除年报外，凡用外文书写的，应当附有中文译本。
第十三条 中国人民银行对设立外资金融机构的申请初步审查同意后，发给申请者正式申请表。申请者自提出设立申请之日起满90日未接到正式申请表的，其设立申请即为不予受理。
第十四条 申请者应当自接到正式申请表之日起60日内将填写好的申请表连同下列文件报中国人民银行审批：
(一)拟设外资金融机构主要负责人名单及简历；
(二)对拟任该外资金融机构主要负责人的授权书；
(三)设立外国银行分行的，其总行对该分行承担税务、债务的责任担保书；
(四)中国人民银行要求提供的其他文件。
第十五条 外资金融机构自接到中国人民银行批准文件之日起30日内，应当筹足其实收资本或者营运资金，并调入中国境内，经中国注册会计师验证后依法向工商行政管理机关办理登记，并依法自开业之日起30日内向税务机关办理税务登记。
第十六条 外资金融机构自中国人民银行审查批准之日起30日内，应当向国家外汇管理局领取《经营外汇业务许可证》。

第三章 业务范围
第十七条 外资银行、外国银行分行、合资银行按照中国人民银行批准的业务范围，可以部分或者全部经营下列种类的业务：
(一)外汇存款；
(二)外汇放款；
(三)外汇票据贴现；
(四)经批准的外汇投资；
(五)外汇汇款；
(六)外汇担保；
(七)进出口结算；
(八)自营和代客户买卖外汇；
(九)代理外币及外汇票据兑换；
(十)代理外币信用卡付款；
(十一)保管及保管箱业务；
(十二)资信调查和咨询；
(十三)经批准的本币业务和其他外币业务。
第十八条 外资财务公司、合资财务公司按照中国人民银行批准的业务范围，可以部分或者全部经营下列种类的业务：
(一)每笔不少于10万美元，期限不少于3个月的外汇存款；
(二)外汇放款；
(三)外汇票据贴现；
(四)经批准的外汇投资；
(五)外汇担保；
(六)自营和代客户买卖外汇；
(七)资信调查和咨询；
(八)外汇信托；
(九)经批准的本币业务和其他外币业务。
第十九条 本章所称外汇存款，是指以外币表示的下列存款：
(一)中国境内、境外同业存款；
(二)中国境外非同业存款；
(三)中国境内外国人的存款；
(四)华侨和香港、澳门、台湾同胞的存款；
(五)外商投资企业存款；
(六)外资金融机构对非外商投资企业放款的转存款；
(七)经批准的其他外汇存款。
第二十条 本章所称外汇汇款，是指境外汇入汇款和境内外商投资企业、外国人、华侨以及香港、澳门、台湾同胞的汇出汇款。
第二十一条 本章所称进出口结算，是指外资银行、外国银行分行、合资银行办理的外商投资企业的进出口结算和经批准的非外商投资企业的出口结算以及放款项下的进口结算。

第四章 监督管理
第二十二条 外资金融机构的存款、放款利率及各种手续费率，由外资金融机构按照中国人民银行的有关规定确定。
第二十三条 外资金融机构经营存款业务，应当向所在地区的中国人民银行分支机构缴存存款准备金，其比率由中国人民银行制定，并根据需要进行调整。存款准备金不计付利息。
第二十四条 外国银行分行的营运资金的30%应当以中国人民银行指定的生息资产形式存在，包括在中国人民银行指定的银行的存款等。
第二十五条 外资银行、合资银行、外资财务公司、合资财务公司的总资产不得超过其实收资本加储备金之和的20倍。
第二十六条 外资银行、合资银行、外资财务公司、合资财务公司对1个企业及其关联企业的放款，不得超过其实收资本加储备金之和的30%，但是经中国人民银行特许的除外。
第二十七条 外资银行、合资银行、外资财务公司、合资财务公司的投资总额不得超过其实收资本加储备金之和的30%，但是经中国人民银行批准投资于金融机构的除外。
第二十八条 外资银行、合资银行、外资财务公司、合资财务公司的固定资产不得超过其实收资本加储备金之和的40%。
第二十九条 外资金融机构应当确保其资产的流动性。具体办法由中国人民银行另行制定。
第三十条 外资金融机构从中国境内吸收的存款不得超过其总资产的40%。
第三十一条 外资金融机构应当按照规定计提呆帐(坏帐)准备金。
第三十二条 外资银行、合资银行、外资财务公司、合资财务公司的实收资本低于注册资本的，必须每年从其税后利润中提取25%予以补充，直至其实收资本加储备金之和等于其注册资本。
第三十三条 外资金融机构应当聘用至少1名中国公民为高层管理人员。
第三十四条 外资金融机构应当聘用中国注册会计师，并经所在地区的中国人民银行分行认可。
第三十五条 外资金融机构有下列情况之一的，须经中国人民银行批准，并依法向工商行政管理机关办理有关登记：
(一)设立分支机构；
(二)调整、转让注册资本，追加、减少营运资金；
(三)变更机构名称或者营业场所；
(四)更换高层管理人员。
第三十六条 外资金融机构应当按照规定向中国人民银行及其有关分支机构报送财务报表和有关资料。
第三十七条 中国人民银行及其有关分支机构有权检查、稽核外资金融机构的经营管理和财务状况。

第五章 解散与清算
第三十八条 外资金融机构自行终止业务活动，应当在距终止业务活动30日前以书面形式向中国人民银行提出申请，经中国人民银行审查批准后予以解散并进行清算。
第三十九条 外资金融机构无力清偿到期债务的，中国人民银行可以责令其停业，限期清理。在清理期限内，已恢复偿付能力、需要复业的，必须向中国人民银行提出复业申请；超过清理期限，仍未恢复偿付能力的，应当进行清算。
第四十条 外资金融机构因解散、依法被撤销或者宣告破产而终止的，其清算的具体事宜，参照中国有关法律、法规的规定办理。
第四十一条 外资金融机构清算终结，应当在法定期限内向原登记机关办理注销登记。

第六章 罚 则
第四十二条 违反本条例第二章的规定，未经批准擅自设立外资金融机构的，由中国人民银行予以取缔，没收其非法所得，并可以处5万元至10万元人民币等值外汇的罚款。
第四十三条 外资金融机构违反本条例第三章的规定，超越批准的业务范围从事经营的，由中国人民银行或其有关分支机构责令其停止所超越部分的经营活动，没收其超越部分的非法所得，并可以处1万元至5万元人民币等值外汇的罚款。
第四十四条 外资金融机构违反本条例第四章的有关规定从事经营的，中国人民银行或其有关分行有权责令其纠正、调整业务或者补足有关资金，并可以处5000元至3万元人民币等值外汇的罚款。
第四十五条 外资金融机构违反第四章的有关规定，未按期报送财务报表和有关资料的，由中国人民银行或其有关分支机构予以警告、通报，责令限期补报，并可以处3000元至2万元人民币等值外汇的罚款。
第四十六条 外资金融机构违反本条例，除依照本章第四十三条、第四十四条、第四十五条的有关规定予以处罚外，情节严重的，中国人民银行可以责令其停业直至吊销其营业许可证。
第四十七条 外资金融机构违反中华人民共和国其他法律、法规的，由有关主管机关依法处理。

第七章 附 则
第四十八条 香港、澳门和台湾的金融机构在境内设立和营业的金融业务机构，比照适用本条例。
第四十九条 对外国金融机构驻华代表机构的管理办法，由中国人民银行另行制定。
第五十条 本条例由中国人民银行负责解释；实施细则由中国人民银行制定。
第五十一条 本条例自1994年4月1日起施行。1985年4月2日国务院发布的《中华人民共和国经济特区外资银行、中外合资银行管理条例》和1990年9月7日国务院批准、1990年9月8日中国人民银行发布的《上海外资金融机构、中外合资金融机构管理办法》同时废止。

Regulations of the People's Republic of China Governing FinancialInstitutions with Foreign Capital

(Promulgated on February 25, 1994)

Whole document
Regulations of the People's Republic of China Governing Financial
Institutions with Foreign Capital
(Promulgated on February 25, 1994)

Chapter I General Principles
Article 1
These Regulations are formulated in order to meet the needs of opening
to the outside world and economic development, strengthen and improve the
management of financial institutions with foreign capital.
Article 2
Financial institutions with foreign capital mentioned in these
Regulations refer to the following financial institutions that are
established and operate in China upon approval in accordance with the
relevant laws and regulations of the People's Republic of China:
(1) subsidiary banks incorporated by foreign capital whose head
offices are in China (hereinafter referred to as foreign banks);
(2) branches of foreign banks in China (hereinafter referred to as
foreign bank branches);
(3) banks incorporated jointly by foreign and Chinese equity
institutions (hereinafter referred to as equity joint-venture banks);
(4) finance companies incorporated by foreign capital whose head
offices are in China (hereinafter referred to as foreign finance
companies); and
(5) finance companies incorporated jointly by foreign and Chinese
financial institutions (hereinafter referred to as equity joint-venture
finance companies).
The State Council determines the locations that are open to financial
institutions with foreign capital.
Article 3
Financial institutions with foreign capital shall abide by the laws
and regulations of the People's Republic of China, and shall not engage in
activities that harm the social and public interests of the People's
Republic of China.
The legitimate business operation and lawful rights and interests of
the financial institutions with foreign capital shall be protected by the
laws of the People's Republic of China.
Article 4
The People's Bank of China is the sole regulatory authority
responsible for the regulation and supervision of the financial
institutions with foreign capital; the branches of the People's Bank of
China exercise routine regulation and supervision of the financial
institutions with foreign capital in their jurisdiction.

Chapter II Establishment and Registration
Article 5
The minimum registered capital for a foreign bank or an equity
joint-venture bank shall be in amount of a freely convertible currency
equivalent to RMB 300 million yuan; and that for a foreign finance company
or an equity joint-venture finance company shall be in amount of a freely
convertible currency equivalent to RMB 200 million yuan, of which, the
paid-up capital shall not be below 50 percent of the registered capital.
The head office of a foreign bank branch shall allocate a working
capital in a freely convertible currency equivalent to no less than RMB
100 million yuan to its branches without any repayment or recompense.
Article 6
The applicant for the establishment of a foreign bank or a foreign
finance company is subject to the following conditions:
(1) the applicant is a financial institution;
(2) the applicant has maintained a representative office in China for
two years or longer;
(3) the total assets of the applicant at the end of the year prior to
its application are not be below US $ 10 billion; and
(4) there is a sound system for financial regulation and supervision
in the home country or region of the applicant.
Article 7
To establish a foreign bank branch, the applicant is subject to the
following conditions:
(1) the applicant has maintained a representative institution in China
for two years or longer;
(2) the total assets of the applicant at the end of the year prior to
the application shall not be below US $ 20 billion; and
(3) there is a sound system for financial regulation and supervision
in the home country or region of the applicant.
Article 8
To establish an equity joint-venture bank or equity joint-venture
finance company, the applicant is subject to an the following conditions:
(1) each partner to the joint-venture is a financial institution;
(2) the foreign partner has a representative institution in China;
(3) the total assets of the foreign partner at the end of the year
prior to the application are not be below US $ 10 billion; and
(4) there is a sound system for financial regulation and supervision
in the home country or region of the applicant.
Article 9
The applicant for the establishment of a foreign bank or a foreign
finance company shall submit to the People's Bank of China a written
application together with the following documents:
(1) a letter of application specifying: the name of the foreign bank
or finance company to be set up, the registered capital and paid-up
capital, the intended business activities, etc.,
(2) a feasibility study;
(3) the articles of association of the intended foreign bank or
finance company;
(4) a photocopy of the business license issued by the relevant
regulatory authorities of the country or region in which the applicant is
incorporated;
(5) the annual reports of the applicant for the last three years; and
(6) other documents required by the People's Bank of China.
Article 10
To establish a foreign bank branch, the head office of the foreign
bank shall submit to the People's Bank of China a written application
together with the following documents:
(1) the application signed by the legal representative specifying: the
name of the branch to be set up by the foreign bank, the amount of working
capital free from repayment allocated by the parent company, the intended
business activities, etc.;
(2) a photocopy of the business license issued by the relevant
regulatory authorities of the country or region in which the applicant is
incorporated;
(3) the annual reports of the applicant for the last three years; and
(4) other documents required by the People's Bank of China.
Article 11
To establish an equity joint-venture bank or a finance company, the
partners to the equity joint-venture shall submit to the People's Bank of
China a jointly written application together with the following documents:
(1) the application for the establishment of an equity joint-venture
bank or a finance company specifying: the name of the intended equity
joint-venture bank or finance company to be set up, the names of all the
partners to the joint-venture, the amount of the registered capital and
paid-up capital, the proportion of the capital contributions of all
parties to the joint-venture, the intended business activities, etc.;
(2) a feasibility study;
(3) the contract for the equity joint-venture and the Articles of
Association of the joint venture bank or finance company to be set up;
(4) a photocopy of the business licenses issued by the relevant
regulatory authorities of the country or region in which the applicants
are incorporated;
(5) the annual reports of the applicants for the last three years; and
(6) other documents required by the People's Bank of China.
Article 12
Except the annual reports, all documents required in Article 9,
Article 10 and Article 11 hereof, if written in a foreign language, shall
have a Chinese translation attached.
Article 13
The applicant shall be given a formal application form when the
People's Bank of China approves the application for the establishment of a
financial institution with foreign capital after preliminary examination.
The application shall be considered rejected if the applicant fails to
receive the formal application form within 90 days from the date of
application.
Article 14
The applicant shall, within 60 days from the date of receiving the
formal application form, present to the People's Bank of China the
completed form and the following documents for ratification:
(1) a list of the key executives of the intended financial institution
with foreign capital and their resumes;
(2) a power of attorney granted to the key executive officer of the
intended financial institution with foreign capital;
(3) in case of applying for setting up a foreign bank branch, a letter
of guarantee from the head office specifying the responsibility for the
tax and debt obligations incurred by the foreign bank branch; and
(4) other documents required by the People's Bank of China.
Article 15
The financial institution with foreign capital shall, within 30 days
from the date of receiving the approval document of the People's Bank of
China, raise and transfer to China the required paid-up capital or working
capital, and then register with the industry and commerce administration
authorities in accordance with law after the transferred capital is
verified by a certified public accountant registered in China. It shall
also register with a taxation office, in accordance with law, within 30
days from the date when it enters into operation. Article 16
The financial institution with foreign capital shall apply to the
State Administration of Exchange Control for the issuance of the Foreign
Exchange Operation License within 30 days from the date of approval by the
People's Bank of China.

Chapter III Scope of Business
Article 17
Subject to approval by the People's Bank of China, a foreign bank, a
foreign bank branch or an equity joint-venture bank shall be allowed to
conduct some or all of the following business activities:
(1) foreign currency deposit-taking;
(2) foreign currency lending;
(3) foreign currency bill-discounting;
(4) approved foreign exchange investment;
(5) foreign exchange remittance;
(6) foreign exchange guarantee;
(7) import and export settlement;
(8) foreign currency dealing and brokerage;
(9) exchange of foreign currencies and bills denominated in foreign
currency;
(10) foreign currency credit card payment;
(11) custody and safe-deposit box service;
(12) credit verification and consultation; and
(13) approved business activities in domestic currency and other
foreign currencies.
Article 18
Subject to approval by the People's Bank of China, a foreign finance
company or an equity joint-venture finance company shall be allowed to
conduct some or all of the following business activities;
(1) foreign currency deposit of US $ 100,000 in minimum for each
deposit with a maturity of three months or longer;
(2) foreign currency lending;
(3) foreign currency bill-discounting;
(4) approved foreign exchange investment;
(5) foreign exchange guarantee;
(6) foreign currency dealing and brokerage;
(7) credit verification and consultation;
(8) foreign exchange trust business; and
(9) approved business activities in domestic currency and other
foreign currencies.
Article 19
The foreign currency deposit-taking specified in this chapter refers
to the following deposits denominated in foreign currencies:
(1) inter-bank deposits both in China and abroad;
(2) deposits taken from the non-bank clients located outside China;
(3) deposits taken from foreigners in China;
(4) deposits taken from overseas Chinese and compatriots from Hong
Kong, Macao, and Taiwan;
(5) deposits taken from enterprises with foreign investment in China;
(6) re-deposits as occurred as a result of lending by financial
institutions with foreign capital to non-enterprises with foreign
investment; and
(7) other approved foreign exchange deposits.
Article 20
The foreign exchange remittance specified in this chapter refers to
the inward remittance from abroad and the outward remittance by
enterprises with foreign investment, foreigners, overseas Chinese and
compatriots form Hong Kong, Macao, and Taiwan on the mainland of China.
Article 21
The import and export settlement specified in this chapter refers to
such business as the import and export settlement of enterprises with
foreign investment, the export settlement of approved non-enterprises
with foreign investment, and the import settlement occurred as a result of
their lending conducted by foreign banks, foreign bank branches, and
equity joint-venture banks.

Chapter IV Supervision and Administration
Article 22
The deposit and lending rates as well as various types of fees charged
by a financial institution with foreign capital shall be determined by
itself in accordance with the relevant rules and regulations of the
People's Bank of China.
Article 23
To conduct deposit-taking business, a financial institution with
foreign capital is required to deposit reserves with a local branch of the
People's Bank of China. The reserve ratio shall be determined, and
adjusted when necessary, by the People's Bank of China. The deposit
reserves are free of interest.
Article 24
Thirty percent of the working capital of a foreign bank branch shall
be maintained in the form of interest-bearing assets designated by the
People's Bank of China, including the deposits held with the banks
designated by the People's Bank of China.
Article 25
The total assets of a foreign bank, an equity joint-venture bank, a
foreign finance company, or a equity joint-venture finance company shall
not exceed twenty times the sum of its paid-up capital plus reserves.
Article 26
The loans granted to an enterprise and its related enterprises by a
foreign bank, an equity joint-venture bank, a foreign finance company, or
an equity joint-venture finance company shall not exceed thirty percent of
the sum of its paid-up capital plus reserves, except those specially
approved by the People's Bank of China.
Article 27
The gross investment of a foreign bank, an equity joint-venture bank,
a foreign finance company, or an equity joint-venture finance company
shall not exceed thirty percent of the sum of its paid-up capital plus
reserves, with the exception of that made to a financial institution and
approved by the People's Bank of China.
Article 28
The fixed assets maintained by a foreign bank, an equity joint-venture
bank, a foreign finance company, or an equity joint-venture finance
company shall not exceed forty percent of the sum of its paid-up capital
plus reserves.
Article 29
A financial institution with foreign capital shall ensure the
liquidity of its assets. The specific requirements to financial
institutions with foreign capital on their assets, liquidity shall be made
separately by the People's Bank of China.
Article 30
Deposits taken from within the territory of the People's Republic of
China by a financial institution with foreign capital shall not exceed
forty percent of its total assets.
Article 31
A financial institution with foreign capital shall make provisions
fund for non-performing (bad) assets in accordance with the relevant
procedures as stipulated by the State.
Article 32
A foreign bank, an equity joint-venture bank, a foreign finance
company, or an equity joint-venture finance company whose paid-up capital
is below the level of its registered capital, shall supplement the paid-up
capital by transferring twenty-five percent of its post-tax profit each
year until the sum of the paid-up capital plus reserves equals to the
registered capital.
Article 33
A financial institution with foreign capital shall employ at least one
Chinese citizen as its senior executive.
Article 34
A financial institution with foreign capital shall employ certified
public accountants registered in China. Such employment shall be subject
to the confirmation by the relevant local branch of the People's Bank of
China.
Article 35
A financial institution with foreign capital shall gain approval from
the People's Bank of China and conduct the related registration with an
industry and commerce administration department in accordance with the law
in any of the following cases:
(1) establishment of an affiliate;
(2) adjustment or transfer of registered capital, increase or decrease
of working capital;
(3) change of the institution's name or business address; and
(4) replacement of senior executives.
Article 36
A financial institution with foreign capital shall submit to the
People's Bank of China and its related branches financial statements and
other relevant data.
Article 37
The People's Bank of China and its branches have the right to examine
and audit the operational management and financial situation of a
financial institution with foreign capital.

Chapter V Dissolution and Liquidation
Article 38
In case of a self-termination of its business activities, a financial
institution with foreign capital shall submit a written application to the
People's Bank of China 30 days before the termination, and will be
dissolved and liquidated after the Bank's examination and approval.
Article 39
The People's Bank of China may order a financial institution with
foreign capital which is unable to meet its liabilities to cease operation
and make repayment within a limited period of time. If it has recovered
redeemability and wants to resume business within the time limit, it shall
apply to the People's Bank of China for resuming business; if it fails to
recover redeemability beyond the time limit, it shall enter into
liquidation.
Article 40
In case of the termination of a financial institution with foreign
capital due to dissolution, cancellation under the law or because of the
declaration of bankruptcy, matters concerning its liquidation shall be
handled under the stipulations of relevant Chinese laws and regulations.
Article 41
Upon the completion of liquidation, a financial institution with
foreign capital shall reregister itself at the original registration
agency within the legal time limit.

Chapter VI Penalties
Article 42
In case of a financial institution with foreign capital established in
violation of the stipulations of Chapter II hereof and without approval,
the People's Bank of China shall outlaw it, confiscate its illegal gains
and may, together, fine an amount of foreign exchange equivalent to RMB
50,000-100,000 yuan.
Article 43
In case of a financial institution with foreign capital conduction the
business activities beyond its approved business scope and in violation of
the stipulations of Chapter III hereof, the People's Bank of China or its
relevant branch institutions shall order it to cease those business
activities which are beyond its approved business scope and confiscate its
illegal receipts from the non-approved business activities, and a penalty
of an amount of foreign currency equivalent to RMB 10,000-50,000 yuan
shall also be imposed.
Article 44
In case of a financial institution with foreign capital conducting the

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卫生部


婴幼儿佝偻病防治方案
卫生部

前言
在我国，佝偻病目前仍是婴幼儿的常见病。本病的原因是维生素Ｄ不足，使体内钙、磷代谢失常，钙盐不能正常地沉着在骨骼的生长部分，以致骨骼发生病变，同时可影响神经、肌肉、造血、免疫等组织器官的功能，对小儿的健康危害较大。因此，积极防治佝偻病，是儿科医疗保健工
作者的重要任务。
本病的发生与季节、气候、喂养方式、出生情况、生活习惯、环境卫生等因素有关。因此，只要作好科学育儿和卫生保健知识宣传，开展系统保健管理，采取综合防治措施，佝偻病是完全可以预防和控制的。为了更好地开展本病的防治工作，提出婴幼儿佝偻病防治方案。

一、预 防
佝偻病的预防应从围生期开始，以1岁以内小儿为重点对象，并应系统管理到3岁。即作到“抓早、抓小、抓彻底”。应进行广泛宣传教育，使母亲学到有关的知识。
（一）胎儿期的预防：妊娠后期（即7、8、9三个月），胎儿对维生素Ｄ和钙、磷的需要量不断增加。因此，作好孕期保健非常重要。
1．孕妇应经常到户外活动，多晒太阳。
2．饮食应含有丰富的维生素Ｄ、钙、磷和蛋白质等营养物质。
3．努力防治妊娠并发症，对患有低钙血症或骨软化症的孕妇应积极治疗。
4．冬春季妊娠或体弱多病者可于妊娠7—9个月投给维生素Ｄ10—20万单位，1次或分次口服或肌注，同时服用钙剂。
（二）新生儿期的预防：
1．加强护理，提倡母乳喂养，并尽早开始晒太阳。
2．对早产儿、双胎儿、人工喂养儿或冬季出生的小儿可进行药物预防。于生后1—2周开始，每日口服维生素Ｄ500—1000单位，连续服用。不能坚持口服者可给维生素Ｄ10—20万单位1次肌注（可维持1—2个月）。
（三）婴幼儿期的预防：此期生长发育速度快，较易发生佝偻病，必须坚持采取综合性预防措施。
1．提倡母乳喂养，及时添加辅食，保证小儿对各种营养素的需要。在有条件的地区，人工喂养者可用维生素Ｄ奶。
2．多晒太阳是防治佝偻病的简便有效措施，应广泛宣传大力推广。尽量暴露皮肤并逐渐增加晒太阳的时间。平均每日户外活动应在1小时以上。
3．对体弱儿或在冬春季节，应用维生素Ｄ预防仍是重要方法。一般维生素Ｄ每日生理需要量为400—800单位，如不能保证生理需要量，可定期补充适量的维生素Ｄ。一般北方小儿可给20—40万单位，南方小儿可给10—20万单位，于冬季1次口服或肌注。高发病地区，
可在冬春季两次给药。一般可不加服钙剂，但对有低钙抽搐史或以淀粉为主食者补给适量的钙剂是必要的。

二、诊 断
1961年在黑龙江召开的全国儿科学术会议制订了佝偻病的诊断标准，以后在1977年和1980年两次全国佝偻病防治科研协作组会议作了修订。为便于开展防治工作，现再修订如下。
（一）临床分度：佝偻病的主要病理是骨样组织增生、骨基质钙化不良等骨骼变化。依据骨骼改变体征的程度可分为：
1．轻度：可风颅骨软化、囟门增大、轻度的方颅、串珠、肋软骨沟等改变。
2．中度：可见典型的串珠、手镯、肋软骨沟、轻度或中度的鸡胸、漏斗胸、Ｏ或Ｘ型腿，也可有囟门晚闭、出牙迟缓等明显的改变。
3．重度：可见明显的肋软骨沟、鸡胸、漏斗胸、脊柱畸型、Ｏ或Ｘ型腿、病理性骨折等严重改变。
（二）临床分期：本病的发生发展是一个连续过程。依据年龄、病史、症状、体征、Ｘ线及血生化等项综合资料可分为活动期（初期、激期）、恢复期和后遗症。无条件作Ｘ线及血生化检查者，可只根据临床资料进行分析。
1．初期：多自3个月左右开始发病。早期常有非特异的神经精神症状如夜惊、多汗、烦躁不安等。枕秃也较常见。同时可有轻度的骨骼改变体征。Ｘ线片变体征。可无异常或见临时钙化带模糊变薄、干骺端稍增宽。血生化改变轻微，血钙、血磷正常或稍低，硷性磷酸酶正常或稍高。


2．激期：常见于3个月至2岁的小儿。有明显的夜惊、多汗、烦躁不安等症状。同时可有中度的骨骺改变体征。Ｘ线片可见临时钙化带模糊消失，干骺端增宽，边缘不整呈云絮状，毛刷状或杯口状，骨骺软骨加宽。血钙、血磷均降低，硷性磷酸酶增高。
3．恢复期：活动期经晒太阳或维生素Ｄ治疗后，症状消失，体征逐渐减轻、恢复。Ｘ线片可见临时钙化带重现、增宽、密度加厚。血钙、血磷、硷性磷酸酶恢复正常。
4．后遗症：多见于3岁以后的小儿。经治疗或自然恢复，症状消失，骨骼改变不再进展。Ｘ线及血生化检查正常，仅留有不同程度的骨骼畸形。
治愈标准：症状已消失1—3个月，体征减轻或恢复正常，观察3—6个月无变化。轻、中度者一般不留后遗症。重度者可留有不同程度的骨骼畸形。Ｘ线及血生化检查正常，或仅表现有临时钙化带增宽、密度加厚。

三、治 疗
本病治疗目的在于控制活动期，防止畸形和复发。所以早期发现、早期治疗、综合治疗是重要的。
（一）活动期的治疗
1．一般疗法：加强护理，合理喂养，坚持经常晒太阳，并应积极防治并发症。
2．药物疗法：初期每日口服维生素Ｄ5千—1万单位，连服1个月。不能坚持口服者可肌注维生素Ｄ2
每次40万单位（或Ｄ3 30万单位），连用1—2次，每次间隔1个月。激期每日口服维生素Ｄ1—2万单位，连服1个月。不能坚持口服者可肌注维生素Ｄ2 每次40万单位（或Ｄ3 30万单位），连用2—3次，每次间隔1个月。
在上述维生素Ｄ治疗的同时，给予适量的钙剂、维生素Ｃ、Ｂ、Ａ等辅助药物，对改善症状，促进骨骼发育是有益的。治疗后3个月不好转者，应查找原因。切不可过多使用维生素Ｄ，以防中毒。
（二）恢复期的治疗：在夏秋季多晒太阳即可，冬季给予维生素Ｄ10—20万单位1次口服或肌注，以防来年春季复发。
（三）后遗症的治疗：不需药物治疗。应加强体格锻炼，对骨骼畸形可采取主动或被动运动的方法矫正。胸部畸形可作腹卧位抬头展胸运动。下肢畸形可作肌肉按摩（Ｏ型腿按摩外侧肌群，Ｘ型腿按摩内侧肌群），增加肌张力，协助畸形的恢复。

附件1：有关佝偻病的症状和体征说明
一、症状
（一）夜惊：经常于睡眠中惊跳，或轻微刺激即惊醒并常常哭闹。
（二）多汗：头部经常出汗，有酸臭味，每睡必浸湿枕头，与室温、季节、衣着等无关。
（三）烦躁不安：易兴奋、爱哭闹，好发脾气，失去正常小儿活泼性。
上述症状虽非本病特异症状，但多见于佝偻病活动期，如除外其他因素影响，结合有轻度骨骼改变体征，可作为早期诊断参考。
二、体征
（一）颅骨软化：表现囟门增大边缘变软，或颞枕部按之呈乒乓球样弹力性软化（乒乓颅）。
（二）方颅：额骨、顶骨向双侧对称性隆起，头颅似方形或鞍形。
（三）出牙迟缓：生后10个月未出牙。
（四）囟门晚闭：18个月后前囟仍未闭合。
（五）枕秃：因多汗刺激枕部经常摩擦形成环形脱发区。
（六）串珠：肋骨与肋软骨交界处骨样组织增生呈钝圆形隆起，上下排列如串珠状。
（七）肋软骨沟：肋骨软化受膈肌牵拉向胸壁内陷形成横沟，检查时以仰卧位为准。
（八）鸡胸：胸骨软化向前突出如“鸡胸”。
（九）漏斗胸：剑突内陷呈“漏斗”状。
（十）脊柱畸形：会坐者脊椎骨向后突起或明显侧弯，检查时应注意体位以免误诊。
（十一）手镯：腕部骨样组织增生呈钝圆形隆起。
（十二）下肢畸形：会走者两下肢因重力牵拉形成“Ｏ”或“Ｘ”型腿。Ｏ型腿：立位时两足靠拢，查两膝关节距离，3厘米以下为轻度，3—6厘米为中度，6厘米以上为重度。Ｘ型腿：立位时两膝关节靠拢，查两踝之间距离，轻、中、重度判定标准同Ｏ型腿。

附件2：维生素Ｄ中毒的防治
长期大量服用或短期超量误服或对维生素Ｄ过于敏感，可导致中毒。轻者或早期表现可有低热、烦躁、厌食、恶心、呕吐、腹泻、便秘、口渴、无力等。重者或晚期可出现高热、多尿、少尿、脱水、嗜睡、昏迷、抽搐等症状。严重者可因高钙血症和肾功能衰竭而致死。实验室检查可见
血钙、尿钙增加，尿蛋白或血中尿素氮增加。Ｘ线表现长骨临时钙化带过度钙化，密度增高，骨皮质增厚，其它组织器官可出现异位钙化灶。
治疗：立即停用维生素Ｄ，处理高钙血症，要限制钙盐摄入，给利尿剂加速钙的排泄，同时应用强的松抑制肠道对钙的吸收。除严重者有不可逆的肾损害外，效果多良好。
预防：应做好佝偻病防治的卫生保健知识宣传，充分利用自然条件，大力提倡多晒太阳。用维生素Ｄ防治时应注意掌握剂量和时间，并应密切观察。



1986年5月25日